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A Complete Guide to the Yellow Book

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Date(s): Mar 05, 2027
Time: 8:00AM - 4:30PM
Registration Fee: $339.00
Cancellation Date: N/A
Location: SAO COMPUTER TRAINING ROOM
City: Austin, TX
Parking Info:

Parking for SAO, Professional Development courses is in Garage B (1511 San Jacinto Blvd.). The Garage signage may read 1511 San Jacinto or Garage B. The elevator in Garage B is not reliable. If you are unable to walk the stairs, please contact the professionaldevelopment@sao.texas.gov for alternate parking arrangements. Handicapped parking is free at the meters around the downtown area.

A course coordinator will email you a parking permit prior to the course start date. A permit must be displayed or you will be ticketed.


Course Description

A thorough understanding of the Yellow Book is essential for anyone working with governments and not-for-profits. This course provides comprehensive coverage of Yellow Book requirements while building confidence and proficiency in performing Yellow Book audits. The course uses a highly illustrative and engaging format, featuring more than 25 focused exercises designed to strengthen practical application and enhance working knowledge.


Potential CPE Credits: 8.0
Govt Hours: This class meets 8.0 hours of the 24-hour requirement for governmental CPE under Government Auditing Standards (yellow book), in most cases.
Technical Hours: This class meets 8.0 CPE credits of technical training in compliance with Texas Admin. Code Rule 523.102.

Instruction Type: Live
Experience Level: ALL
Category: Auditing

Course Objectives

Objectives

  • Thoroughly understand the Yellow Book

  • Excel in the Yellow Book auditing arena

  • Save time and improve performance on Yellow Book engagements via in-depth knowledge of the requirement

Outline

  • Circumstances requiring auditors to follow the Yellow Book (Government Auditing Standards or GAGAS)

  • Relationship of Yellow Book requirements to GAAS and single audit requirements

  • Auditor qualifications under the Yellow Book: independence, CPE, peer review, and related requirements

  • The Yellow Book requirements related to the performance of and reporting on a financial audit

  • Identifying and reporting findings under the Yellow Book

  • The Yellow Book requirements related to attestation engagements (examinations, reviews, and agreed-upon procedures) and performance audits


Prerequisites

Basic audit knowledge.


Instructors

Kerry Roberts

Kerry E. Roberts, CPA, is a frequent public speaker and presenter. In addition to presenting for Surgent, Kerry is a member of the Tennessee General Assembly.?

Prior to working with the Tennessee General Assembly, Kerry was a business owner and CEO for 25 years. His background includes being president and chairman of a national business association, partner in a CPA firm, audit staff for a “Big 8” accounting firm, and adjunct accounting faculty for Lipscomb University.

Kerry is a 1983 graduate of Lipscomb University (accounting major). Married since 1987, Kerry and his wife are the parents of three kids and live in Springfield, Tennessee. His hobbies include cycling, two antique Triumph convertibles, and tending to a 160-year-old home.?


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